Internal Audit Practices - Regulatory Engagement & Exam Management Associate

jpmorgan-chase-%26-co. - Jersey City, NJ, United States | 2024-09-13 09:59:01

We are looking for an experienced Auditor that is passionate about making a difference!

Internal Audit is an independent function at JPMorgan Chase that aims to enhance and protect the firm by providing risk-based and objective assurance, advice and insight.

We work with every Line of Business and Corporate Function to assess the internal control processes that drive our global business — identifying areas of improvement to help safeguard the firm. Using cutting-edge audit technology, data, methodology and sound judgement, we bring a systematic and disciplined approach to evaluating and improving the effectiveness of governance, risk management and controls.

We’re proud of our reputation for excellence, integrity and collaboration. Our priorities of strong governance, transparency and strategic engagement, along with our people-first culture centered around diversity, equity, inclusion, teamwork, career progression and continuous learning, have helped us create a coveted workplace where everyone feels like they belong.

Our global team is made up of more than 1,200 talented and passionate individuals in more than 20 countries around the world.

As an Associate within the Practices Audit team, you will support Internal Audit’s Regulatory Engagement and Exam Management Team, including executing BAU initiatives, exam related and ad hoc regulatory requests and responses. You will also assist in driving forward strategic technology-related initiatives influencing broader regulatory engagement activities, facilitate cross LOB information sharing, and enhance related MIS/reporting.

Job Responsibilities

  • Provide support in the execution of the Audit department’s ongoing regulatory activities, special projects, and regulatory related queries
  • Develop and maintain standard slides, templates and job aids to drive consistent and efficient execution of BAU activities
  • Execute User Acceptance Testing of relevant Audit Tools supporting regulatory engagement processes
  • Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management, as applicable
  • Seek innovative ways to enhance the efficiency and effectiveness of Audit’s growing regulatory function, including the use of any supporting technology tools

Required qualifications, capabilities and skills 

  • 5+ years of experience in Internal Audit, a financial services organization, public accounting or consulting firm, regulatory agency or related industry
  • Bachelor`s degree required
  • Excellent written and verbal communication and interpersonal skills required
  • Strong Excel, Tableau and analytical skills; ability to articulate complex processes succinctly
  • Strong organizational skills and attention to detail
  • Build and maintain key relationships across the Audit department, establishing a culture of engagement and adding value to the department
  • Ability to effectively work across the lines of defense and with various levels within the organization

Preferred qualifications, capabilities and skills 

  • Professional certification, such as CPA, CIA, CISA, CFE, or equivalent certification desired


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